| Action Date | Name and NPN | Action, Disposition & License Type | Additional Information |
|---|---|---|---|
| Nicoletti, Bruno,18440580 | Insurance Producer, Voluntary Surrender, Surrender, 2021 | ||
| Nims, Stephen | Insurance Producer, Voluntary Settlement Agreement, Fine/Penalty, 2014 | ||
| Nivens, Cecil 1297175 | Insurance Producer, Voluntary Settlement Agreement, Fine/Penalty, 2016 | ||
| Nordhem, Barbara, 1220529 | Insurance Producer, Order, Revocation Granted, 2017 | Docket Number 1871 |
|
| Norman, Jeffrey 113715 | Insurance Producer, Voluntary Surrender, Surrender, 2009 | ||
| Norona, Marcus 2553205 | Insurance Producer, Voluntary Settlement Agreement, Fine/Penalty, 2016 | ||
| Norris, Ian, 446030 | Insurance Producer, Voluntary Settlement Agreement, Fine/Penalty, 2020 | ||
| Northeast Securities, Inc. | Business Entity, Voluntary Settlement Agreement, Fine/Penalty, 2014 | ||
| Norwood, David, 358024 | Insurance Producer, Voluntary Surrender, Surrender, 2017 | ||
| Nunez, Enrique 19083972 | RA License Types, Voluntary Surrender, Surrender | ||
| Nykamp, Jarrett 17248553 | Insurance Producer, Limited Representative, Voluntary Surrender, Surrender, 2019 | ||
| O'Harra, Alfred 16026973 | Insurance Producer, Voluntary Settlement Agreement, Fine/Penalty, 2021 | ||
| O'Neal, Adam 2388770 | Insurance Producer, Voluntary Settlement Agreement, Fine/Penalty, 2011 | ||
| O'Neal, Daryl 8582813 | Insurance Producer, Voluntary Surrender, Surrender | ||
| Oates, Dyrell 6557744 | Insurance Producer, Voluntary Settlement Agreement, Fine/Penalty, 2005 | ||
| Oates, Tommysha, 18445114 | Company/Independent Firm Adjuster, Voluntary Settlement Agreement, Fine/Penalty, 2020 | ||
| Ochoa, Mario 0019308563 | Insurance Producer, Voluntary Settlement Agreement, Fine/Penalty | ||
| Olivares, Marco, 19067830 | Insurance Producer, Voluntary Surrender, Surrender, 2020 | ||
| Oliver, Ava 10004965 | Surety Bail Bondsman, Voluntary Settlement Agreement, Fine/Penalty, 2008 | ||
| Oliver, Demarcus 9339302 | Insurance Producer, Voluntary Settlement Agreement, Fine/Penalty | ||
| Oliver, Sally 10004142 | Surety Bail Bondsman, Voluntary Settlement Agreement, Fine/Penalty, 2008 | ||
| Olsen, Patrick, 9041246 | Insurance Producer, Voluntary Surrender, Surrender, 2018 | ||
| Ongwae, Fred 17534725 | Insurance Producer, Voluntary Settlement Agreement, Fine/Penalty, 2019 | ||
| Onorato, Thomas 16833861 | Insurance Producer, Order, Revocation Granted, 2016 | Docket Number 1806 |
|
| Onorato, Thomas 16833861 | Insurance Producer, Voluntary Settlement Agreement, Fine/Penalty, 2019 |